M&A | Capital Raising | Strategic Advisory

We are a boutique investment bank focused on providing unconflicted advice to founders of technology, services, healthcare, and manufacturing companies.

About

Like you, we are founders and entrepreneurs ourselves and that is why we understand the value of getting the right advice at the right time. There exists a complex web of decisions that companies and entrepreneurs are faced with; we have the relevant experience to navigate these alternatives and bring a unique perspective that will help you optimize your success. Combined we have over 50 years of operational and banking experience in Software, E-Commerce, Digital Media, Internet, Consumer tech, Healthcare IT, and Healthcare Devices practices and total transaction value of $30+ billion.

Our mission is to focus on long term relationships with founders to provide truly independent and objective perspectives and an end-to-end platform for all of your corporate and strategic needs.

Our approach is client-centric. We strive to establish a relationship of trust with our clients and provide advice with their interests in mind. Our advice and solutions are customized to the requirements of the specific situation. We spend time with you to understand your business objectives and individual interests.

Services

M&A

We advise founders interested in pursuing a sale or merger involving all or part of their business. Lumos Partners provides unconflicted, end-to-end strategic advisory solutions, which are:

– Proper marketplace positioning of your business;
– Leading due diligence and organizing your business for market readiness; and
– Managing a rigorous and competitive process to maximize valuation.

Lumos’ principals have advised on a broad range of strategic transactions. By bringing our deep industry knowledge and our broad network of relationships to each M&A assignment we can help our clients effectively evaluate their strategic alternatives and deliver optimal results. Our clients receive senior-level attention throughout every step of the transaction allowing us to consistently create value and maintain a competitive advantage over our competitors.

Capital Raising

We help founders interested in securing private capital for growth strategies as well as shareholder liquidity. We provide specialized product expertise and leverage our extensive relationships in the private capital markets. Lumos’ principals can introduce clients to a network of potential investors and lenders and conduct a capital raising process that achieves the optimal objectives. Our market intelligence allows us to provide relevant insights and advice to clients in the context of a rapidly changing private capital market. We believe that the private investment market requires strategic insights from an experienced advisor to assist companies in avoiding the pitfalls and perils commonly associated with terms and structure.

Strategic Advisory

We provide strategic advisory services that leverage the diverse backgrounds of Lumos’ principals. Industry experience that includes operating, investing, and advisory perspectives allows Lumos to advise clients on strategic and operational initiatives which include strategic plan development, business development, valuation services and more.

Team



Vivek Goyal
Managing Partner
Bio

Vivek is the Managing Partner and Founder at Lumos Partners. Vivek has spent over 16 years in engineering, business development, strategy, and investment banking. Vivek has executed transactions with an aggregate value of over $4 billion across a myriad of deal structures including; mergers and acquisitions, IPOs and debt capital raises.

Prior to Lumos, Vivek was a Principal at Vista Point Advisors. Prior to that, Vivek was Vice President of Worldwide Business Development at Nero, a digital media company. While at Nero Vivek was responsible for developing relationships and driving new business initiatives with strategic partners. Vivek also worked as the Senior Director of Strategic Finance at Nero, helping the company develop short and long term financial strategies.

Before joining Nero, Vivek worked at Banc of America Securities where he advised clients in the digital media, hardware, software, semiconductor, and telecommunication equipment sectors. Some of his key clients included Avnet, Broadcom, GT Solar, Agilent, DivX, Sanmina-SCI, Spansion, and Brambles. Vivek has also held leadership positions and has led cross functional teams with increasing responsibilities in research, silicon design, and project management at Freescale, Motorola and General Electric. Vivek holds a B.S. in Electrical Engineering from Pennsylvania State University, a Masters diploma in Project Management from George Washington University and an MBA from the Darden School of Business at the University of Virginia.



Eddie Le
Managing Partner
Bio

Eddie is a Managing Partner and Founder at Lumos Partners. Eddie has spent the last 15 years as a technology investment banker and entrepreneur. He has advised clients across a variety of products and services including mergers and acquisitions, public and private equity capital raises, debt capital market transactions as well as IPOs. He has also internally consulted with Middle Market businesses for project specific roles within corporate development, business development, finance and operations. As an entrepreneur, Eddie has built businesses from the ground up and exited successfully.

Prior to Lumos Partners, Eddie held senior positions at Bank of America Securities, Vista Point Advisors, and Arbor Advisors. In each role, he covered technology companies advising executive management and boards on strategic alternatives and financing options. Eddie holds a B.A. in Economics from Dartmouth College.



Eric Kim
Managing Partner
Bio

Eric is a Managing Director at Lumos Partners, focused on M&A and Financings. For over 18 years, Eric Kim has been helping both large publicly traded companies as well as private corporations and small businesses with M&A, valuation, financings, and management consulting needs. Eric has a natural skill that has been developed to “strip down” a business to its core strengths and then “build back up” the business value proposition by careful communication of those strengths and opportunities to potential acquirers, lenders and/or investors.

Eric was the COO and CFO of Alternatives Direct, LLC, an alternative assets investment firm which raised $6 Million in Series B and C capital and then sold to a Private Equity group after launch. Eric led the development of Company’s reporting and accounting modules as well as the design and implementation of financial operations.

Eric is also the founder and CEO of PlanIt Business, where he has written business plans to raise in excess of $150 Million dollars. In addition, Eric has significant start-up company experience, having founded three successful businesses and raised investor money for them.

Previously, serving as a Senior Vice President at Banc of America Securities, Eric wrote business plans, private placement memoranda, public company prospecti, M&A sell-side offering memoranda, investment committee memoranda, investor / roadshow presentations, executive summaries, and “teasers” that resulted in over $20 billion of transaction deal value. Clients included private and NASDAQ-and NYSE- listed companies in technology, consumer, retail, real estate, service, financial, industrial and energy sectors.

Eric has also worked at Google as a Manager in their Corporate Finance group. Eric has also spent time in the Private Equity / Venture Capital and consulting worlds, where he worked on numerous investments, screened business plans and investment memos, and wrote investment committee recommendation memos.

Eric earned an M.B.A. from The Wharton School of Business at the University of Pennsylvania, with a major in Corporate Finance and Private Equity / Venture Capital and B.S. in Business Management from The University of California, Berkeley. Eric is on the Board of Directors of Alternatives Direct, LLC.



Danny Lim
Partner
Bio

Danny Lim is a Partner at Lumos Partners. Prior to joining Lumos Partners, Danny worked at GI Partners, a private equity investment firm based in Menlo Park, where he focused on investments in internet infrastructure and financial services. Prior to that, Danny worked at Bank of America Merrill Lynch in the Technology investment banking division in Palo Alto. Previously, he worked at EY in the Assurances Services division in Los Angeles. Danny has a B.A. in Business Economics from the University of California, Los Angeles.

Transactions

Companies we have worked with

Contact